Your Custodian of Today


RIA in a Box is a leading compliance consulting firm offering registration and ongoing compliance services to RIAs throughout the United States.

Over 1,800 investment advisors have trusted RIA in a Box as their registration compliance consultants and our mission is to enable fellow entrepreneurs to establish their own firms and remain in constant compliance with regulatory guidelines. RIA in a Box is the fastest, most efficient way to set up your advisory firm and we also offer on-going monthly compliance services packages beginning at $99 per month. We are staffed by ex-state regulators and believe we offer incredible value that can’t be matched.

For more information, please contact Steve Swansig at 212-840-1257 or via email at: [email protected]. You can also visit the RIA in a Box website at or follow us on Twitter @riainabox for weekly compliance tips.

RIA in a Box is not an affiliate, agent or representative of Equity Trust Company or any of its affiliates.