ADVISOR RESOURCES

Gery Sadzewicz Consulting, LLC provides broad-based, proactive consulting services to investment advisory, broker-dealer, and private fund entities on a multitude of compliance, financial, infrastructure, and risk issues affecting financial service organizations — issues that can have a direct and indirect impact on the reputation and finances of your organization. Our objective is to get to the heart of the issue, accurately convey risks, and arrive at solutions in a manner that minimizes costly administrative burdens.

We serve small to mid-sized firms at the State and SEC level that, as a result of cost and competitive pressures, are strategically aligned to embrace outsourcing — organizations that desire to minimize compliance and related costs while accessing the experience and knowledge of a senior securities, investment advisor, and investment banking compliance professional with a strong operational and finance background.

Gery Sadzewicz Consulting LLC can either function as your firm’s Chief Compliance Officer (CCO) or provide a complete suite of services to support your firm’s named CCO. We will help you identify regulatory and risk management challenges, and then build and implement a practical solution that satisfies all of your compliance obligations.

For more information, please contact Gery Sadzewicz at 815-782-1250 or via email to [email protected], or visit us at www.gscomplianceconsulting.com.

Gery Sadzewicz Consulting LLC is not an affiliate, agent or representative of Equity Trust Company or any of its affiliates.