Looking to break away from your Broker-Dealer? Own your RIA without restrictions.

Most advisors have considered starting an RIA but don’t know where to start. They feel overwhelmed with the countless products and services needed to run their practice. Many broker dealers provide an RIA platform to their registered representatives, but it’s often a substandard service that doesn’t meet all their needs. 

Most advisors are underwhelmed with the RIA platform their broker-dealer provides. Unlike our competitors, we understand your practice has unique needs.

Custody, technology and back-office solutions for advisors that are looking to break away from their broker-dealer and start an RIA.

Consolidate systems, reduce your technology expenses and streamline your back office

Hold all client assets, including alternative investments, on one custodial platform

Provide solutions to assist you in converting your broker dealer business to the RIA model

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Custody provided by Equity Trust Company